Fighting the scourge of securities misrepresentation requires cooperation and the heart of it all is an informed and vigilant investor. While it is essential that we supervise and control the securities markets, we also work closely with a wide number of organizations, including other government offices and agencies, self-administrative associations, state securities controllers, and private sector associations.

Our Mandate

We have a duty to guarantee that all parties involved in any exchange conduct their business in an honest and straightforward way.

Public Information

Gives you the most recent open administration data, including investor support documentation, aides, and reports.


After-Hours Trading. Knowing the Risks. Information About Trading in Markets. Convertible Securities.